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Statutory interpretation and the administrative state: refocusing the purposivist/intentionalist debate

Published online by Cambridge University Press:  08 February 2024

Tim Sayer*
Affiliation:
Oxford Brookes University, Oxford, UK

Abstract

Questions of statutory interpretation form a significant portion of administrative law cases. Accordingly, judicial methodology in this area requires careful consideration by public law commentators. The core aim of this paper is to question the general orthodoxy that statutory interpretation is invariably a question for judges. In recent times, one prominent argument has been that between jurists arguing that interpretation should be the realisation of Parliament's intention (‘intentionalist’), and those who prefer the closely related but subtly distinct focus on its objective purpose (‘purposivist’). I contend that this argument, framed as a question over the inter-institutional relationship between Parliament and the courts, focuses on how interpretation is carried out without considering who is best placed to do the interpreting. Given, as I demonstrate with a series of case studies, that in hard cases the distinction between interpretation and discretion/policymaking can become obscure to the point of nullity, the debate fails to consider institutional arguments for judicial deference on questions of law. Moreover, and counterintuitively, the arguments of the intentionalists/purposivists can be used to bolster an argument for deference. My conclusion adopts a wider lens, setting out a broader constitutional argument for, and addressing objections against, cautious and context-sensitive deference.

Type
Research Article
Copyright
Copyright © The Author(s), 2024. Published by Cambridge University Press on behalf of The Society of Legal Scholars

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Footnotes

Many thanks to Professor Colin Murray for extensive and helpful discussion of an earlier draft, and to the anonymous reviewers for their insightful and helpful comments. All errors remain my own.

References

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72 Ibid, p 22.

73 Ibid, p 16.

74 Lord Hodge, above n 64, paras 25–26.

75 Ibid, para 27.

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87 Chevron USA Inc v Natural Resources Defense Council 467 US 837 (1984). Somewhat ironically, at the time of writing the US Supreme Court appears to be on the verge of significantly watering down, or eradicating entirely, Chevron-type deference.

88 Burrows, above n 14, p 17.

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91 MacLauchlan, above n 59, at 364.

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94 See P Daly ‘Deference on questions of law’ (2011) 74 Modern Law Review 694 at 719.

95 Section 3 draws on case commentaries set out in T Sayer ‘Substantive review, statutory interpretation and bifurcation in the United Kingdom Supreme Court’ (unpublished PhD thesis), available at https://theses.ncl.ac.uk/jspui/bitstream/10443/5299/1/Sayer%20Timothy%20E-Copy.pdf. This section reiterates the structure and content of analyses made there. The overall argument of this piece – in favour of cautious judicial deference on questions of law – differs to the conclusion in my earlier research.

96 S Fish Doing What Comes Naturally (Oxford: Clarendon Press, 1989) pp 120–140.

97 [2015] AC 1259 at [33] per Lord Hodge.

98 Ibid, at [33] per Lord Hodge.

99 Ibid, at [34] per Lord Hodge.

100 Ibid, at [45] per Lord Hodge.

101 Ibid, at [35] per Lord Hodge.

102 Ibid, at [53] per Lord Hodge.

103 Ibid, at [107]–[125] per Lord Neuberger.

104 Ibid, at [126]–[128] per Lord Neuberger.

105 Ibid, at [129]–[134] per Lord Neuberger.

106 Ibid, at [135]–[137] per Lord Neuberger.

107 Ibid, at [142]–[147] per Lord Neuberger.

108 Ibid, at [153] per Lord Neuberger.

109 Ibid, at [79] per Lord Carnwath.

110 Ibid, at [94] per Lord Carnwath.

111 Ibid, at [95] per Lord Carnwath.

112 Ibid.

113 Eg J Sumption ‘Judicial and political decision-making: the uncertain boundary’ (FA Mann Lecture, 2011).

114 See eg In re Agricultural Sector (Wales) Bill [2014] 1 WLR 2622 at [65] per Lord Reed and Lord Thomas; Christian Institute v Lord Advocate No 3 2017 SC (UKSC) 29 at [31] per Baroness Hale, Lord Reed, Lord Hodge.

115 [2015] AC 1016 at [19] per Lord Mance.

116 Ibid, at [20] per Lord Mance.

117 Ibid, at [83] per Lord Thomas.

118 Ibid, at [91] per Lord Thomas.

119 [2016] AC 137.

120 Ibid, at [49]–[51] per Lord Carnwath.

121 Ibid, at [33]–[43] per Lord Carnwath.

122 Ibid, at [65]–[66] per Lord Wilson.

123 Ibid, at [67]–[70] per Lord Wilson.

124 See eg R (SC) v Secretary of State for Work and Pensions [2021] UKSC 26.

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132 [2016] 1 WLR 2615 at [10] per Lord Hughes.

133 Ibid, at [14] per Lord Hughes.

134 Ibid, at [15]–[20] per Lord Hughes.

135 [2018] 2 WLR 672, at [10]–[11] per Lord Sumption.

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137 P Craig UK, EU and Global Administrative Law: Foundations and Challenges (Cambridge: Cambridge University Press, 2015) p 249.

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139 R v Cambridge Health Authority, ex p B [1995] 1 WLR 898.

140 R Hirschl Towards Juristocracy: The Origins and Consequences of the New Constitutionalism (Cambridge MA: Harvard University Press, 2004).

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143 Hotak, above n 141.

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146 Ibid, at [40] per Lord Neuberger.

147 [2015] AC 1471.

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150 Ibid, at [88]–[89] per Lord Carnwath.

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157 Daly, above n 9.

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160 Associated Provincial Picture Houses Ltd v Wednesbury Corporation [1948] 1 KB 223.

161 Vine v National Dock Labour Board [1957] AC 488.

162 Daly makes this argument, above n 9.

163 Chevron, above n 87.

164 See generally HM Hart, Jr and AM Sacks The Legal Process: Basic Problems in the Making and Application of the Law (New York: Foundation Press, 1994).

165 P Cane Controlling Administrative Power (Cambridge: Cambridge University Press, 2016) pp 254–256.

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171 L Fuller ‘The forms and limits of adjudication’ (1978) 92 Harvard Law Review 353.

172 E Fisher et al ‘Rethinking judicial review of expert agencies’ (2015) 93 Texas Law Review 1681.

173 South Yorkshire Transport, above n 39.

174 R v Secretary of State for the Home Department, ex p Daly [2001] UKHL 26 at [27].

175 Eg Allan (2013), above n 28.

176 Black-Clawson International Ltd v Papierwerke Waldhof-Aschaffenburg AG [1975] AC 591 at 645.

177 I Hare ‘The separation of powers and judicial review for error of law’ in C Forsyth and I Hare (eds) The Golden Metwand and Crooked Cord: Essays on Public Law in Honour of Sir William Wade (Oxford: Hart Publishing, 1998) p 113 at p 131.

178 W Bagehot The English Constitution (Oxford: Oxford University Press, 2009) ch 1. On executive dominance see Lord Hailsham ‘Elective dictatorship’, the Richard Dimbleby Lecture (1976).

179 A Sinclair and J Tomlinson Plus Ça Change? Brexit and the Flaws of the Delegated Legislation System (Public Law Project, 2020).

180 Craig, PJudicial review and anxious scrutiny: foundations, evolution and application’ [2015] Public Law 60Google Scholar.

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183 Bell and Fisher, above n 1.

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